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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

WEST RIM II UGP, LLC

CRD 339904

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f95bdd41-84ad-8898-3829-cf57355e19d4

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 2
Observed: Jul 16, 2026 to Jul 16, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

West Rim II Ugp, LLC

Private equity manager · shared crd

Venture Capitalidentity

West Rim II Ugp, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 23
Private funds: 23Schedule D 7.B(1)
Custody, client assets: $0
Relying advisers: 3
SEC number: 801-137106
CRD: 339904
Filings on the tape: 1
First filed: Jul 16, 2026
Latest filed: Jul 16, 2026
Organised: Limited Liability Company, DE
Website: sorensoncapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Broadbent, Brady, Reed	MEMBER/MANAGER	C	yes	02/2023	Jul 16, 2026	Jul 16, 2026
DAVIS, BURKE, MARTIN	MEMBER/MANAGER	C	yes	02/2023	Jul 16, 2026	Jul 16, 2026
ELEFANT, KENNETH, MARK	MEMBER/MANAGER	C	yes	02/2023	Jul 16, 2026	Jul 16, 2026
Pierce, Larry, Thomas	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	02/2023	Jul 16, 2026	Jul 16, 2026
RUECKERT, ROBERT, JOSEPH	MEMBER/MANAGER	C	yes	02/2023	Jul 16, 2026	Jul 16, 2026

Relationships

Controls (5)

← ELEFANT, KENNETH, MARKOwnerMEMBER/MANAGER, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV
← Broadbent, Brady, ReedOwnerMEMBER/MANAGER, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV
← DAVIS, BURKE, MARTINOwnerMEMBER/MANAGER, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV
← Pierce, Larry, ThomasOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 16, 2026 to presentfactForm ADV
← RUECKERT, ROBERT, JOSEPHOwnerMEMBER/MANAGER, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f95bdd41-84ad-8898-3829-cf57355e19d4
First observed: Jul 16, 2026
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEST RIM II UGP, LLC

CRD 339904

LEHI, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f95bdd41-84ad-8898-3829-cf57355e19d4

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Broadbent, Brady, Reed

MEMBER/MANAGER

yes

02/2023

Jul 16, 2026

DAVIS, BURKE, MARTIN

MEMBER/MANAGER

yes

02/2023

Jul 16, 2026

ELEFANT, KENNETH, MARK

MEMBER/MANAGER

yes

02/2023

Jul 16, 2026

Pierce, Larry, Thomas

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

02/2023

Jul 16, 2026

RUECKERT, ROBERT, JOSEPH

MEMBER/MANAGER

yes

02/2023

Jul 16, 2026