This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVISORS CAPITAL MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65

First exam

Nov 1, 2006

First registration

Dec 7, 2006

Dual registered

no

IAPD individual key

4574007

• Occurred

  Jul 19, 2023
  Advisor changed firm

  Timothy Eric Hermann left Corient for Advisors Capital Management, Llc (registered 2023-07-20)

  Form ADVobserved 6 days ago
• Occurred

  Jul 19, 2023
  Advisor changed firm

  Timothy Eric Hermann left Roosevelt Investments for Corient (registered 2023-02-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f95f7fa3-2ce6-6334-5692-b8c072677f1e

First observed

Dec 7, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.