DFX Intelligence

G••• T••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

G••• T••••• L•••••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:f9641874-af19-6f9d-b57a-462e8f126b81

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2021	n/a	yes	HUNTLEY, IL\|HUNTLEY, IL\|SOUTH ELGIN, IL\|ELGIN, IL\|ELGIN, IL\|WOODSTOCK, IL\|ST. CHARLES, IL	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Jul 1, 2010	Mar 24, 2021	no	BUFFALO GROVE, IL\|CRYSTAL LAKE, IL\|BARRINGTON, IL\|WILMETTE, IL\|SKOKIE, IL\|BARRINGTON, IL\|HUNTLEY, IL\|GLENCOE, IL\|LIBERTYVILLE, IL\|LAKE BARRINGTON, IL\|ALGONQUIN, IL\|ARLINGTON HEIGHTS, IL\|PALATINE, IL\|GURNEE, IL\|PALATINE, IL\|LINCOLNWOOD, IL\|PALETINE, IL\|FOX LAKE, IL\|CARY, IL\|WOODSTOCK, IL\|ROLLING MEADOWS, IL\|DES PLAINES, IL\|FOX RIVER GROVE, IL\|HOFFMAN ESTATES, IL\|HIGHLAND PARK, IL\|MCHENRY, IL\|MARENGO, IL\|HUNTLEY, IL\|PALATINE, IL\|NORTHBROOK, IL\|ARLINGTON HTS, IL\|BUFFALO GROVE, IL\|WEST DUNDEE, IL\|LIBERTYVILLE, IL\|CRYSTAL LAKE, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROSCOE, IL\|BARABOO, WI\|VERONA, WI\|SAUK CITY, WI\|CHICAGO, IL\|WOODSTOCK, IL\|ROCKFORD, IL\|PORTAGE, WI\|ROCKFORD, IL\|MT HOREB, WI\|BELVIDERE, IL\|ROCKFORD, IL\|ROCKFORD, IL\|MCHENRY, IL\|ROCKFORD, IL\|CRYSTAL LAKE, IL\|CARPENTERSVILLE, IL\|MACHESNEY PARK, IL\|WHEELING, IL\|NORTHBROOK, IL\|PALATINE, IL\|PALATINE, IL\|MUNDELINE, IL\|MCHENRY, IL\|ROSCOE, IL\|WINNETKA, IL\|NILES, IL\|PARK RIDGE, IL\|LAKE FOREST, IL\|CARPENTERSVILLE, IL\|MUSKEGO, WI\|BUFFALO GROVE, IL\|HOFFMAN ESTATES, IL\|HUNTLEY, IL\|HUNTLEY, IL\|CHICAGO, IL\|CHICAGO, IL\|BUFFALO GROVE, IL\|CHICAGO, IL\|CHICAGO, IL\|LAKE BARRINGTON, IL\|BLOOMINGDALE, IL\|CALUMET CITY, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CAROL STREAM, IL\|HUNTLEY, IL\|HUNTLEY, IL\|CHICAGO, IL\|SOUTH ELGIN, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
A••••• I••••••••• S•••••••• I••	B•• H••••• F•••••••• A•••••••• I••	Sep 30, 2010	Jul 1, 2010

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 1, 2010 to Mar 24, 2021factForm ADV
→ A••••• I••••••••• S•••••••• I••Registered adviserregistration: previous registration
Mar 3, 2009 to Sep 30, 2010factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9641874-af19-6f9d-b57a-462e8f126b81
First observed: Jan 22, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.