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CRD 285700
MEXICO CITY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GUARA RUIZ, RODRIGO, NMN | CHIEF OPERATING OFFICER | C | yes | 10/2016 | Nov 23, 2016 | Mar 23, 2018 |
| HARVEY, ALAN, NMN | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | yes | 10/2016 | Nov 23, 2016 | Mar 23, 2018 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |