DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ALLWORTH FINANCIAL, L.P.
RIVERWOODS, IL | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Dec 12, 2025 | n/a | yes | RIVERWOODS, IL|FOLSOM, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 26, 2023 | Sep 6, 2023 | no | NORTHBROOK, IL | Previous registration |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | Bd affiliated wealth | Nov 11, 2021 | May 13, 2022 | no | Deerfield, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | ALLWORTH FINANCIAL, L.P. | Sep 6, 2023 | Dec 12, 2025 | 828 | Firm change after gap | Ibd to ibd |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 13, 2022 | Apr 26, 2023 | 348 | Firm change | Ibd to ibd |