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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

JEFFREY CHARLES SMITH

Advisor at PEAK FINANCIAL MANAGEMENT INC

HUDSON, MA | WELLESLEY, MA

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Search this name across graphsid dfx:ria:f96da7e9-33cc-0610-6e87-0aef07be955a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK FINANCIAL MANAGEMENT INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: May 2, 2000
First registration: Jun 13, 2003
Dual registered: no
IAPD individual key: 4163198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK FINANCIAL MANAGEMENT INC	Independent wealth	Sep 29, 2014	n/a	yes	WELLESLEY, MA\|HUDSON, MA	Current employment
WELLESLEY INVESTMENT PARTNERS, LLC	Former SEC adviser	Jan 14, 2010	Aug 22, 2014	no	WELLESLEY, MA	Previous registration
BEAUMONT FINANCIAL PARTNERS LLC	Former SEC adviser	May 12, 2005	Dec 4, 2009	no	WELLESLEY HILLS, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 13, 2003	Mar 24, 2005	no	FRAMINGHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLESLEY INVESTMENT PARTNERS, LLC	PEAK FINANCIAL MANAGEMENT INC	Aug 22, 2014	Sep 29, 2014	38	Firm change	Other
BEAUMONT FINANCIAL PARTNERS LLC	WELLESLEY INVESTMENT PARTNERS, LLC	Dec 4, 2009	Jan 14, 2010	41	Firm change	Other
STRATEGIC ADVISERS LLC	BEAUMONT FINANCIAL PARTNERS LLC	Mar 24, 2005	May 12, 2005	49	Firm change	Other

Relationships

Registered with (4)

→ PEAK FINANCIAL MANAGEMENT INCRegistered adviserregistration: current employment
Sep 29, 2014 to presentfactForm ADV
→ WELLESLEY INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 14, 2010 to Aug 22, 2014factForm ADV
→ BEAUMONT FINANCIAL PARTNERS LLCRegistered adviserregistration: previous registration
May 12, 2005 to Dec 4, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 13, 2003 to Mar 24, 2005factForm ADV

Dated events

No dated event names this entity yet.