DFX Intelligence

S•••••••• L••• D••••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••••••• L••• D••••••• J••••••

Advisor at O•••• W•••••• I•••

Eden Prairie, MN | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:f96ef58c-7351-d83e-ba80-b4c5e394e07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 17, 2021	n/a	yes	Eden Prairie, MN\|PLYMOUTH, MN	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Jun 26, 2017	May 14, 2021	no	MAPLE GROVE, MN\|MINNETONKA, MN\|Minnetonka, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	O•••• W•••••• I•••	May 14, 2021	May 17, 2021	3	Firm change	RIA to ibd
C••••• A•••••• N••••••• L••	A••••••••• W••••• P•••••••	May 14, 2021	Jun 26, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
113074:23131:MN:2021-05-14	May 14, 2021	May 17, 2021	MINNETONKA, MN	Firm change
13572:113074:MN:2021-05-14	May 14, 2021	Jun 26, 2017	MINNETONKA, MN	Firm change after gap
117824:13572:MN:2017-02-15	Feb 15, 2017	Feb 13, 2017	MAPLE GROVE, MN	Firm change

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 17, 2021 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 26, 2017 to May 14, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 13, 2017 to May 14, 2021factForm ADV
→ J•• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f96ef58c-7351-d83e-ba80-b4c5e394e07f
First observed: Jan 8, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.