DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Dec 22, 2022 | n/a | yes | New York, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Dec 17, 2018 | no | MELVILLE, NY | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jul 28, 2016 | Nov 2, 2018 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | ERNST & YOUNG INVESTMENT ADVISERS LLP | Dec 17, 2018 | Dec 22, 2022 | 1,466 | Firm change after gap | Other |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |