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M•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

M•••••• C•••••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f979b622-4ed9-b1c3-618f-be1b8c0eac66

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	Jan 14, 2025	n/a	yes	LA JOLLA, CA\|San Diego, CA	Current employment
E•••••• W••••• A•••••••• L••	Former SEC adviser	Jan 29, 2019	Mar 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• W••••• A•••••••• L••	A•••••••• C•••••• L••	Mar 3, 2025	Jan 14, 2025	-48	Firm change after gap	RIA to RIA
U•• F•••••••• S••••••• I•••	E•••••• W••••• A•••••••• L••	Nov 20, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
299040:174346:CA:2025-03-03	Mar 3, 2025	Jan 14, 2025	SAN DIEGO, CA	Firm change after gap
8174:299040:CA:2018-11-20	Nov 20, 2018	Nov 9, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ E•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Mar 3, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2008 to Nov 20, 2018factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
M•••••• C••••••• left E•••••• W••••• A•••••••• L•• for A•••••••• C•••••• L•• (registered 2025-01-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f979b622-4ed9-b1c3-618f-be1b8c0eac66
First observed: Sep 12, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.