DFX Intelligence

C•••••••• L••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••••••• L••• S••••

Advisor at M•• I•••••••• S•••••••• L••

Lehi, UT | Mobile, AL

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Search this name across graphsid dfx:ria:f97bc6e4-ef5b-288c-1d26-cba593b391fc

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 8, 2006 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	Lehi, UT\|Mobile, AL	Current employment
M••••• S••••••	Wirehouse	May 27, 2011	n/a	yes	MOBILE, AL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•• I•••••••• S•••••••• L••	Sep 18, 2026	Sep 21, 2026	3	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M••••• S••••••	May 2, 2011	May 27, 2011

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 27, 2011 to Sep 18, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 29, 2008 to May 2, 2011factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved today

Show 2 bookkeeping events

Occurred
Sep 21, 2026
••• Locked
First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f97bc6e4-ef5b-288c-1d26-cba593b391fc
First observed: Mar 8, 2006
Last observed: Sep 22, 2026 35 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.