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Advisor at CETERA INVESTMENT ADVISERS LLC
FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 11, 2026 | n/a | yes | FORT LAUDERDALE, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 9, 2023 | Dec 16, 2025 | no | WEST PALM BEACH, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Mar 2, 2021 | Nov 1, 2022 | no | ATLANTA, GA|BOCA RATON, FL | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jun 27, 2018 | Mar 2, 2021 | no | CHARLOTTE, NC|FORT LAUDERDALE, FL|RICHMOND, VA|BOCA RATON, FL|FORT LAUDERDALE, FL | Previous registration |
| EVERBANK WEALTH MANAGEMENT | Former SEC adviser | Sep 12, 2011 | Sep 7, 2017 | no | FT. LAUDERDALE, FL|JACKSONVILLE, FL|FT. LAUDERDALE, FL|BOCA RATON, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 25, 2005 | Sep 14, 2010 | no | PLANTATION, FL|Fort Lauderdale, FL|Plantation, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 15, 2005 | Aug 15, 2005 | no | FORT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Dec 16, 2025 | May 11, 2026 | 146 | Firm change | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Nov 1, 2022 | Mar 9, 2023 | 128 | Firm change | Ibd to RIA |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Mar 2, 2021 | Mar 2, 2021 | 0 | Bulk transfer | Ibd to ibd |
| EVERBANK WEALTH MANAGEMENT | BB&T SECURITIES, LLC | Sep 7, 2017 | Jun 27, 2018 | 293 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | EVERBANK WEALTH MANAGEMENT | Sep 14, 2010 | Sep 12, 2011 | 363 | Firm change | Other |
| WELLS FARGO ADVISORS | CHARLES SCHWAB & CO., INC. | Aug 15, 2005 | Aug 25, 2005 | 10 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:105644:FL:2025-12-16 | Dec 16, 2025 | May 11, 2026 | WEST PALM BEACH, FL | Firm change |