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RIA / WealthAdvisor29 years in industry

THOMAS CLAYTON SIMMONS

Advisor at WT WEALTH MANAGEMENT, LLC

Scottsdale, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:f9846191-8a67-3437-0af6-06ea126ffcb9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WT WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Aug 11, 1997
First registration: Aug 15, 2002
Dual registered: no
Other names: THOMAS CLAYTON SIMMONS|CLAY SIMMONS|THOMAS SIMMONS
IAPD individual key: 2045436

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WT WEALTH MANAGEMENT, LLC	Independent wealth	Nov 22, 2023	n/a	yes	Scottsdale, AZ\|SCOTTSDALE, AZ	Current employment
TCS FINANCIAL LLC	n/a	Jun 25, 2009	Dec 31, 2024	no	SCOTTSDALE, AZ	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Mar 20, 2006	Sep 8, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Aug 15, 2002	Jan 24, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TCS FINANCIAL LLC	WT WEALTH MANAGEMENT, LLC	Dec 31, 2024	Nov 22, 2023	-405	Firm change after gap	Other
FIRST FINANCIAL EQUITY CORPORATION	TCS FINANCIAL LLC	Sep 8, 2008	Jun 25, 2009	290	Firm change	Other
MORGAN STANLEY & CO. LLC	FIRST FINANCIAL EQUITY CORPORATION	Jan 24, 2003	Mar 20, 2006	1,151	Firm change after gap	Other

Relationships

Registered with (4)

→ WT WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ TCS FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 25, 2009 to Dec 31, 2024factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Mar 20, 2006 to Sep 8, 2008factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Aug 15, 2002 to Jan 24, 2003factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Thomas Clayton Simmons left Tcs Financial Llc for Wt Wealth Management, Llc (registered 2023-11-22)
Form ADVobserved 4 days ago