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Advisor at COMMONWEALTH FINANCIAL NETWORK
SCOTTSDALE, AZ | Albuquerque, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 11, 2026 | n/a | yes | Albuquerque, NM|SCOTTSDALE, AZ | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 8, 2017 | Dec 31, 2021 | no | Albuquerque, NM|Santa Fe, NM|Las Cruces, NM|Santa Fe, NM | Previous registration |
| CLOAK ADVISORS | State registered | Mar 6, 2015 | Aug 1, 2017 | no | ALBUQUERQUE, NM | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 14, 2007 | Mar 18, 2013 | no | FRANKLIN, TN|WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2021 | Sep 11, 2026 | 1,715 | Firm change after gap | Ibd to ibd |
| CLOAK ADVISORS | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 1, 2017 | Aug 8, 2017 | 7 | Firm change | Other |
| STRATEGIC ADVISERS LLC | CLOAK ADVISORS | Mar 18, 2013 | Mar 6, 2015 | 718 | Firm change after gap | Ibd to state RIA |