R•••• L•• D•••

Advisor at U••••••• I••••••••• A•••••••• I•••

ALBEMARLE, NC

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Search this name across graphsid dfx:ria:f997abc4-0753-596b-f84a-211ab7f72526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 1, 1983 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••• L•• D•••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••••• I••••••••• A•••••••• I•••	Independent wealth	Dec 31, 2001	n/a	yes	ALBEMARLE, NC	Current employment

Relationships

Registered with (1)

→ U••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 31, 2001 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f997abc4-0753-596b-f84a-211ab7f72526
First observed: Mar 1, 1983
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.