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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SOUNDPATH INVESTMENT ADVISORS, LLC

CRD 133587

RIDGELAND, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9996f1c-fe10-d97e-1b26-2aee2f3911ad

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Mar 28, 2012 to Mar 22, 2023
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $747MItem 5.F on the latest filing (2023-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $747M
Private client RAUM: $606MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 534
Individual clients: 328
High net worth clients: 184
Custody, client assets: $132M
SEC number: 801-63763
CRD: 133587
Filings on the tape: 18
First filed: Mar 28, 2012
Latest filed: Mar 22, 2023
Organised: Limited Liability Company, Mississippi

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARLISLE, EDWARD, L.	President	E	yes	01/2008	Mar 28, 2012	Mar 22, 2023
CARLISLE, EDWARD, L.	CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Mar 28, 2012	Mar 22, 2023
EDWARD CARLISLE, INC.	Owner	C	yes	12/2011	Mar 28, 2012	Mar 22, 2023
JUBILEE INVESTMENTS, INC.	Owner	C	yes	01/2008	Mar 28, 2012	Mar 22, 2023
MUENZENMAY, DOUGLAS, PAUL	President	E	yes	04/2010	Mar 28, 2012	Mar 22, 2023
MUENZENMAY, DOUGLAS, PAUL	MANAGING MEMBER	Na	yes	11/2019	Mar 28, 2012	Mar 22, 2023
RIDGWAY, JULIUS, M	MANAGING MEMBER	Na	yes	11/2019	Mar 28, 2012	Mar 22, 2023
RIDGWAY, JULIUS, M	President	E	yes	04/2005	Mar 28, 2012	Mar 22, 2023
STOCKPILE, INC.	Owner	C	yes	01/2011	Mar 28, 2012	Mar 22, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 22, 2023	$747M	$747M	3	3	0	n/a	n/a
2021	Jan 17, 2022	$904M	$904M	3	3	0	n/a	n/a
2020	Mar 29, 2021	$803M	$803M	4	4	0	n/a	n/a
2019	Mar 30, 2020	$787M	$787M	5	5	0	n/a	n/a
2018	Mar 27, 2019	$651M	$651M	5	5	0	n/a	n/a
2017	Mar 28, 2018	$727M	$727M	4	4	0	n/a	n/a
2016	Mar 8, 2017	$633M	$633M	5	5	n/a	n/a	n/a
2015	Mar 22, 2016	$576M	$576M	5	5	n/a	n/a	n/a
2014	Mar 16, 2015	$610M	$610M	5	5	n/a	n/a	n/a
2013	Mar 14, 2014	$564M	$564M	4	4	n/a	n/a	n/a
2012	Mar 19, 2013	$460M	$460M	4	4	n/a	n/a	n/a
2011	Mar 28, 2012	$382M	$382M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$747M	$904M	-17.4%	$787M	-1.7%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	3	Nov 16, 2023	Oct 27, 2023	RIDGELAND, MS	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← MUENZENMAY, DOUGLAS, PAULOwnerPRESIDENT, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← RIDGWAY, JULIUS, MOwnerPRESIDENT, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← CARLISLE, EDWARD, L.OwnerPRESIDENT, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← EDWARD CARLISLE, INC.OwnerOWNER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV
← JUBILEE INVESTMENTS, INC.OwnerOWNER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV
← STOCKPILE, INC.OwnerOWNER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV

Registered with (4)

← DOUGLAS PAUL MUENZENMAYAdvisorregistration: previous registration
Apr 28, 2010 to Nov 16, 2023factForm ADV
← JULIUS M RIDGWAYAdvisorregistration: previous registration
Mar 24, 2005 to Nov 16, 2023factForm ADV
← EDWARD L. CARLISLEAdvisorregistration: previous registration
Oct 5, 2006 to Nov 16, 2023factForm ADV
← KEVIN JAMES ANTHONYAdvisorregistration: previous registration
Jan 7, 2005 to Jan 20, 2010factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 16, 2023 to Oct 27, 2023factForm ADV

Dated events

Occurred
Nov 16, 2023
Firm absorbed
Soundpath Investment Advisors, LLC's advisors moved to Waverly Advisors, LLC (Ridgeland, MS): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Nov 16, 2023
Advisor changed firm
Julius M Ridgway left Soundpath Investment Advisors, Llc for Waverly Advisors, Llc (registered 2023-10-26)
Form ADVobserved 5 days ago
Occurred
Nov 16, 2023
Advisor changed firm
Edward L. Carlisle left Soundpath Investment Advisors, Llc for Waverly Advisors, Llc (registered 2023-10-26)
Form ADVobserved 5 days ago
Occurred
Nov 16, 2023
Advisor changed firm
Douglas Paul Muenzenmay left Soundpath Investment Advisors, Llc for Waverly Advisors, Llc (registered 2023-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 9, 2020
Control person left
Cox Timothy Medley (President) no longer on Schedule A of Soundpath Investment Advisors, Llc (listed 2020-06-22, absent 2020-10-09)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9996f1c-fe10-d97e-1b26-2aee2f3911ad
First observed: Mar 28, 2012
Last observed: Mar 22, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUNDPATH INVESTMENT ADVISORS, LLC

CRD 133587

RIDGELAND, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9996f1c-fe10-d97e-1b26-2aee2f3911ad

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARLISLE, EDWARD, L.

President

yes

01/2008

Mar 28, 2012

Mar 22, 2023

CARLISLE, EDWARD, L.

CHIEF COMPLIANCE OFFICER

yes

01/2010

Mar 28, 2012

Mar 22, 2023

EDWARD CARLISLE, INC.

Owner

yes

12/2011

Mar 28, 2012

Mar 22, 2023

JUBILEE INVESTMENTS, INC.

Owner

yes

01/2008

Mar 28, 2012

Mar 22, 2023

MUENZENMAY, DOUGLAS, PAUL

President

yes

04/2010

Mar 28, 2012

Mar 22, 2023

MUENZENMAY, DOUGLAS, PAUL

MANAGING MEMBER

yes

11/2019

Mar 28, 2012

Mar 22, 2023

RIDGWAY, JULIUS, M

MANAGING MEMBER

yes

11/2019

Mar 28, 2012

Mar 22, 2023

RIDGWAY, JULIUS, M

President

yes

04/2005

Mar 28, 2012

Mar 22, 2023

STOCKPILE, INC.

Owner

yes

01/2011

Mar 28, 2012

Mar 22, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 22, 2023

$747M

n/a

2021

Jan 17, 2022

$904M

n/a

2020

Mar 29, 2021

$803M

n/a

2019

Mar 30, 2020

$787M

n/a

2018

Mar 27, 2019

$651M

n/a

2017

Mar 28, 2018

$727M

n/a

2016

Mar 8, 2017

$633M

n/a

2015

Mar 22, 2016

$576M

n/a

2014

Mar 16, 2015

$610M

n/a

2013

Mar 14, 2014

$564M

n/a

2012

Mar 19, 2013

$460M

n/a

2011

Mar 28, 2012

$382M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$747M

$904M

-17.4%

$787M

-1.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Nov 16, 2023

Oct 27, 2023

RIDGELAND, MS

Firm absorbed

RIA to RIA

100.0%