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Advisor at LPL FINANCIAL LLC
BROKEN ARROW, OK | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 23, 2023 | n/a | yes | BROKEN ARROW, OK|SAN DIEGO, CA | Current employment |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Institutional manager | Apr 15, 2022 | Dec 8, 2022 | no | NEWPORT BEACH, CA|Tulsa, OK | Previous registration |
| CAPITAL ONE INVESTING, INC. | Former SEC adviser | Jul 9, 2020 | Apr 14, 2022 | no | Tulsa, OK|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | LPL FINANCIAL LLC | Dec 8, 2022 | Jan 23, 2023 | 46 | Firm change | Other |
| CAPITAL ONE INVESTING, INC. | CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Apr 14, 2022 | Apr 15, 2022 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285084:126777:VA:2022-04-14 | Apr 14, 2022 | Apr 15, 2022 | MCLEAN, VA | Firm change |