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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SHINE WEALTH PARTNERS

SHINE INVESTMENT ADVISORY SERVICES, INC., CRD 106097

LONE TREE, CO

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Search this name across graphsid dfx:ria:f9a0afa2-8071-865f-d3f0-ff5d6579fe1c

Data as of Nov 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2012 to Nov 17, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $721MItem 5.F on the latest filing (2020-11-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $713M
Private client RAUM: $713MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,558
Individual clients: 154
High net worth clients: 168
Custody, client assets: $587M
SEC number: 801-50526
CRD: 106097
Filings on the tape: 14
First filed: Mar 6, 2012
Latest filed: Nov 17, 2020
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORNELL, BETH, FRANCES	CCO, PRINCIPAL	A	yes	01/2018	Jan 19, 2018	Nov 17, 2020
SALVATORE, KAREN, K.	PRESIDENT, PRINCIPAL	C	yes	10/2013	Feb 15, 2013	Nov 17, 2020
SHINE, JUDITH, ANN	CEO, PRINCIPAL	D	yes	10/1995	Mar 6, 2012	Nov 17, 2020
JACOBSON, ELISABETH, LOEB	Principal	A	no	02/2020	Jan 30, 2020	Nov 17, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Jan 30, 2020	$721M	$713M	6	6	0	n/a	n/a
2018	Feb 15, 2019	$594M	$587M	7	6	0	n/a	n/a
2017	Jan 19, 2018	$633M	$624M	7	5	0	n/a	n/a
2016	Feb 15, 2017	$534M	$526M	7	5	n/a	n/a	n/a
2015	Feb 11, 2016	$506M	$497M	8	5	n/a	n/a	n/a
2014	Feb 13, 2015	$522M	$513M	8	5	n/a	n/a	n/a
2013	Feb 24, 2014	$500M	$492M	8	5	n/a	n/a	n/a
2012	Feb 15, 2013	$440M	$434M	7	4	n/a	n/a	n/a
2011	Mar 6, 2012	$410M	$403M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$721M	$594M	21.4%	$534M	10.5%	6	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	3	Dec 31, 2020	Nov 25, 2020	LONE TREE, CO	Firm absorbed	Other	100.0%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← SHINE, JUDITH, ANNOwnerCEO, PRINCIPAL, ownership code D, individual
Mar 6, 2012 to presentfactForm ADV
← CORNELL, BETH, FRANCESOwnerCCO, PRINCIPAL, ownership code A, individual
Jan 19, 2018 to presentfactForm ADV
← SALVATORE, KAREN, K.OwnerPRESIDENT, PRINCIPAL, ownership code C, individual
Feb 15, 2013 to presentfactForm ADV

Owns (1)

← JACOBSON, ELISABETH, LOEBOwnerPRINCIPAL, ownership code A, individual
Jan 30, 2020 to presentfactForm ADV

Registered with (6)

← KAREN K. SALVATOREAdvisorregistration: previous registration
Nov 13, 2009 to Dec 31, 2020factForm ADV
← PETER ANDREW VANDER PLOEGAdvisorregistration: previous registration
Apr 13, 2018 to Dec 31, 2020factForm ADV
← ELISABETH LOEB JACOBSONAdvisorregistration: previous registration
Nov 17, 2017 to Dec 31, 2020factForm ADV
← JAMES BLAIR CALLAHANAdvisorregistration: previous registration
Sep 10, 2019 to Oct 8, 2020factForm ADV
← Kevin Michael ShullerAdvisorregistration: previous registration
Mar 27, 2018 to Jul 12, 2019factForm ADV
← ANDREW JUSTIN MARDOCKAdvisorregistration: previous registration
Sep 23, 2013 to Dec 1, 2017factForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser3 advisors, firm absorbed, same day
Dec 31, 2020 to Nov 25, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9a0afa2-8071-865f-d3f0-ff5d6579fe1c
First observed: Mar 6, 2012
Last observed: Nov 17, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHINE WEALTH PARTNERS

SHINE INVESTMENT ADVISORY SERVICES, INC., CRD 106097

LONE TREE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9a0afa2-8071-865f-d3f0-ff5d6579fe1c

Data as of Nov 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORNELL, BETH, FRANCES

CCO, PRINCIPAL

yes

01/2018

Jan 19, 2018

Nov 17, 2020

SALVATORE, KAREN, K.

PRESIDENT, PRINCIPAL

yes

10/2013

Feb 15, 2013

Nov 17, 2020

SHINE, JUDITH, ANN

CEO, PRINCIPAL

yes

10/1995

Mar 6, 2012

Nov 17, 2020

JACOBSON, ELISABETH, LOEB

Principal

02/2020

Jan 30, 2020

Nov 17, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Jan 30, 2020

$721M

$713M

n/a

2018

Feb 15, 2019

$594M

$587M

n/a

2017

Jan 19, 2018

$633M

$624M

n/a

2016

Feb 15, 2017

$534M

$526M

n/a

2015

Feb 11, 2016

$506M

$497M

n/a

2014

Feb 13, 2015

$522M

$513M

n/a

2013

Feb 24, 2014

$500M

$492M

n/a

2012

Feb 15, 2013

$440M

$434M

n/a

2011

Mar 6, 2012

$410M

$403M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$721M

$594M

21.4%

$534M

10.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Dec 31, 2020

Nov 25, 2020

LONE TREE, CO

Firm absorbed

Other

100.0%