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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DARON EDWARD MCMILLAN

Advisor at OSAIC WEALTH, INC.

Peoria, AZ | ROSEVILLE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 16, 1994
First registration: Oct 30, 2002
Dual registered: yes, broker-dealer
Other names: DARON E MCMILLAN
IAPD individual key: 2469565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	ROSEVILLE, CA\|Peoria, AZ	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	SCOTTSDALE, AZ\|Torrance, CA\|ROSEVILLE, CA\|Peoria, AZ	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 11, 2012	Mar 1, 2019	no	MINNEAPOLIS, MN\|PLACERVILLE, CA\|SCOTTSDALE, AZ\|AUSTIN, TX	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 17, 2011	Sep 27, 2012	no	EL DORADO HILLS, CA\|EL DORADO HILLS, CA\|ROSEVILLE, CA	Previous registration
QA3 FINANCIAL LLC	n/a	Sep 11, 2006	Feb 11, 2011	no	EL DORADO HILLS, CA\|OMAHA, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 30, 2002	Sep 6, 2006	no	SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Sep 27, 2012	Oct 11, 2012	14	Firm change	Other
QA3 FINANCIAL LLC	WOODBURY FINANCIAL SERVICES, INC.	Feb 11, 2011	Feb 17, 2011	6	Firm change	Other
WELLS FARGO ADVISORS	QA3 FINANCIAL LLC	Sep 6, 2006	Sep 11, 2006	5	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 11, 2012 to Mar 1, 2019factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 11, 2006 to Feb 11, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 30, 2002 to Sep 6, 2006factForm ADV

Dated events

No dated event names this entity yet.