DFX Intelligence

D•••• P••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• P••• B•••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Tampa, FL

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Search this name across graphsid dfx:ria:f9a43486-5506-3117-5323-64201cc85830

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 2, 2011	n/a	yes	Tampa, FL	Current employment
M••••• S••••••	Wirehouse	Jan 26, 2011	Feb 24, 2011	no	Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Feb 24, 2011	Mar 2, 2011	6	Firm change	Wirehouse to ibd
R•••••• J•••• • A••••••••• I•••	M••••• S••••••	Jun 4, 2009	Jan 26, 2011

Relationships

Registered with (2)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2008 to Jun 4, 2009factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 26, 2011 to Feb 24, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9a43486-5506-3117-5323-64201cc85830
First observed: Nov 7, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.