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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

RAYMOND EUGENE GREGOIRE

Advisor at OSAIC WEALTH, INC.

Portland, OR

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Search this name across graphsid dfx:ria:f9a874cb-1332-3f89-a4c7-e628b405e548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jun 12, 1987
First registration: May 14, 2001
Dual registered: yes, broker-dealer
Other names: RAY GREGOIRE
IAPD individual key: 1291092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Portland, OR	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	PORTLAND, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jul 31, 2009	Nov 6, 2020	no	Portland, OR\|SEATTLE, WA\|SEATTLE, WA	Previous registration
MUTUAL SERVICE CORPORATION	n/a	May 14, 2001	Jul 31, 2009	no	TUALATIN, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	Bulk transfer	Ibd to ibd
MUTUAL SERVICE CORPORATION	KMS FINANCIAL SERVICES, INC	Jul 31, 2009	Jul 31, 2009	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jul 31, 2009 to Nov 6, 2020factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
May 14, 2001 to Jul 31, 2009factForm ADV

Dated events

No dated event names this entity yet.