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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Thomas Lee Morris Jr

Advisor at EDWARD JONES

FRISCO, TX

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Search this name across graphsid dfx:ria:f9b15629-8c56-daf9-e87b-1716aa08e0b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 4, 2013
First registration: Feb 5, 2013
Dual registered: yes, broker-dealer
Other names: THOMAS LEE MORRIS|THOMAS LEE MORRIS|THOMAS LEE MORRIS|THOMAS LEE MORRIS|THOMAS LEE MORRIS|Butch Morris|THOMAS LEE MORRIS
IAPD individual key: 6138942

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Feb 16, 2024	n/a	yes	FRISCO, TX\|FRISCO, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Feb 21, 2024	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 7, 2014	Jul 13, 2018	no	PLANO, TX\|PLANO, TX	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 5, 2013	May 30, 2013	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	EDWARD JONES	Feb 21, 2024	Feb 16, 2024	-5	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
T. ROWE PRICE ADVISORY SERVICES, INC.	STRATEGIC ADVISERS LLC	May 30, 2013	Jul 7, 2014	403	Firm change after gap	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Feb 16, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Feb 21, 2024factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 7, 2014 to Jul 13, 2018factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 5, 2013 to May 30, 2013factForm ADV

Dated events

Occurred
Feb 21, 2024
Advisor changed firm
Thomas Lee Morris Jr left Fidelity Personal And Workplace Advisors for Edward Jones (registered 2024-02-16)
Form ADVobserved 5 days ago