This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$251MItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$251M

Private client RAUM

$248MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$83.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

511

Individual clients

22

High net worth clients

63

SEC number

801-128770

CRD

312546

Filings on the tape

6

First filed

Aug 22, 2023

Latest filed

May 26, 2026

Organised

Corporation, CA

Website

seekfirstinc.com

• Occurred

  Aug 22, 2023
  First Form ADV filing

  Seek First Investments filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f9b68d48-2daa-97f7-b104-8ec2a85308ff

First observed

Aug 22, 2023

Last observed

May 26, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.