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Advisor at MIRADOR CAPITAL PARTNERS
Pleasanton, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIRADOR CAPITAL PARTNERS | Independent wealth | Jan 27, 2015 | n/a | yes | Pleasanton, CA | Current employment |
| CROSSPOINT CAPITAL MANAGEMENT | Former SEC adviser | Jul 9, 2013 | Feb 9, 2015 | no | PLEASANTON, CA|ORINDA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 24, 2013 | no | PLEASANTON, CA|Pleasanton, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 8, 2009 | Jun 1, 2009 | no | PLEASANTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROSSPOINT CAPITAL MANAGEMENT | MIRADOR CAPITAL PARTNERS | Feb 9, 2015 | Jan 27, 2015 | -13 | Firm change | Other |
| MORGAN STANLEY | CROSSPOINT CAPITAL MANAGEMENT | Jul 24, 2013 | Jul 9, 2013 | -15 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150212:173764:CA:2015-02-09 | Feb 9, 2015 | Jan 27, 2015 | ORINDA, CA | Firm change |