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Advisor at TRUIST ADVISORY SERVICES, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | CHARLOTTE, NC | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Feb 26, 2018 | Feb 17, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTE, NC|RICHMOND, VA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 13, 2014 | Feb 26, 2018 | no | CHARLOTTE, NC|CREEDMOOR, NC|OXFORD, NC|HIGHLANDS, NC|ZEBULON, NC|ASHEVILLE, NC|CANDLER, NC|RUTHERFORDTON, NC|HENDERSON, NC|PORT ST. LUCIE, FL|CHARLOTTE, NC|FRANKLIN, NC|WEST PALM BEACH, FL|WEST PALM BEACH, FL|MATTHEWS, NC|CHARLOTTE, NC|PALM BEACH, FL|Zebulon, NC | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 3, 2005 | Jan 20, 2006 | no | MONROEVILLE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| PNC WEALTH MANAGEMENT | BB&T SECURITIES, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | PNC WEALTH MANAGEMENT | Jan 20, 2006 | Sep 13, 2014 | 3,158 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 129052:142785:NC:2018-02-13 | Feb 26, 2018 | Feb 26, 2018 | ZEBULON, NC | Firm change |