DFX Intelligence

S•••••• M•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist29 years in industry

S•••••• M•••• C••••

Advisor at P••••••••• F•••••••• S•••••••• L••

Rocky River, OH

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Search this name across graphsid dfx:ria:f9ba9427-7ca0-bb45-639d-a83d66c08369

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F•••••••• S•••••••• L••	State registered	Jul 8, 2020	n/a	yes	Rocky River, OH	Current employment
P••••••••• W••••• P••••••• L••	n/a	Aug 17, 2017	Aug 10, 2020	no	ROCKY RIVER, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• W••••• P••••••• L••	P••••••••• F•••••••• S•••••••• L••	Aug 10, 2020	Jul 8, 2020	-33	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 8, 2020 to presentfactForm ADV
→ P••••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Aug 17, 2017 to Aug 10, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9ba9427-7ca0-bb45-639d-a83d66c08369
First observed: Aug 17, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.