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W•••••• E••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

W•••••• E••••• H•••••

Advisor at O• I••••••••• M••••••••• C•

CINCINNATI, OH | BEDFORD, NH

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Search this name across graphsid dfx:ria:f9bbb81b-2f9a-f7ca-8273-328777bd098a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 27, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Sep 15, 2011	n/a	yes	BEDFORD, NH\|CINCINNATI, OH	Current employment
H••••• F•••••••• A••••••• S•••••••• L••	n/a	Mar 31, 2004	Aug 19, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F•••••••• A••••••• S•••••••• L••	O• I••••••••• M••••••••• C•	Aug 19, 2011	Sep 15, 2011	27	Firm change	Other
B•••	H••••• F•••••••• A••••••• S•••••••• L••	Nov 24, 2003

Relationships

Registered with (3)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Sep 15, 2011 to presentfactForm ADV
→ H••••• F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2004 to Aug 19, 2011factForm ADV
→ B•••Registered adviserregistration: previous registration
Jul 27, 1998 to Nov 24, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9bbb81b-2f9a-f7ca-8273-328777bd098a
First observed: Jul 27, 1998
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.