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Advisor at WESTHAMPTON CAPITAL
WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTHAMPTON CAPITAL | Independent wealth | Jun 6, 2012 | n/a | yes | WINSTON-SALEM, NC | Current employment |
| WESTHAMPTON CAPITAL | Independent wealth | Mar 24, 2006 | Nov 29, 2006 | no | WINSTON-SALEM, NC | Previous registration |
| THE CONCORD EQUITY GROUP, LLC | n/a | Sep 8, 2004 | Oct 6, 2004 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| FIRST MONTAUK SECURITIES CORP. | n/a | Mar 16, 2004 | Aug 31, 2004 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE CONCORD EQUITY GROUP, LLC | WESTHAMPTON CAPITAL | Oct 6, 2004 | Mar 24, 2006 | 534 | Firm change after gap | Other |
| FIRST MONTAUK SECURITIES CORP. | THE CONCORD EQUITY GROUP, LLC | Aug 31, 2004 | Sep 8, 2004 | 8 | Firm change | Other |