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RIA / WealthAdvisor29 years in industry

JAMES MATTHEW WOOD

Advisor at CRESCENT GROVE ADVISORS

LAKE FOREST, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESCENT GROVE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Nov 18, 1996
First registration: Aug 3, 1999
Dual registered: no
IAPD individual key: 2781526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESCENT GROVE ADVISORS	Independent wealth	May 4, 2015	n/a	yes	LAKE FOREST, IL	Current employment
BMO ASSET MANAGEMENT CORP.	Other adviser	Jun 8, 2012	May 7, 2015	no	CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Jul 18, 2008	Jun 8, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Feb 8, 2008	Feb 8, 2008	no	MILWAUKEE, WI	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Aug 3, 1999	Oct 17, 2007	no	CANONSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO ASSET MANAGEMENT CORP.	CRESCENT GROVE ADVISORS	May 7, 2015	May 4, 2015	-3	Firm change	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO ASSET MANAGEMENT CORP.	Jun 8, 2012	Jun 8, 2012	0	Bulk transfer	Other
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Feb 8, 2008	Jul 18, 2008	161	Firm change	Other
GOLDMAN SACHS WEALTH SERVICES, L.P.	M&I FINANCIAL ADVISORS, INC.	Oct 17, 2007	Feb 8, 2008	114	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106466:170912:IL:2015-05-07	May 7, 2015	May 4, 2015	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ CRESCENT GROVE ADVISORSRegistered adviserregistration: current employment
May 4, 2015 to presentfactForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Jun 8, 2012 to May 7, 2015factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Jul 18, 2008 to Jun 8, 2012factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 8, 2008 to Feb 8, 2008factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Aug 3, 1999 to Oct 17, 2007factForm ADV

Dated events

No dated event names this entity yet.