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C••••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

C••••••••• B••••••

Advisor at J••• M••••• S••••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:f9db79fb-4713-9c2a-0da7-3676d4354c01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 20, 2026	n/a	yes	New York, NY	Current employment
M••••• S••••••	Wirehouse	Oct 27, 2017	Jan 3, 2024	no	NEW YORK, NY\|New York, NY\|New York, NY\|Purchase, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	J••• M••••• S••••••••• L••	Jan 3, 2024	Aug 20, 2026	960	Firm change after gap	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M••••• S••••••	Jul 17, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:NJ:2017-07-06	Jul 17, 2017	Oct 27, 2017	WEEHAWKEN, NJ	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 27, 2017 to Jan 3, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2015 to Jul 17, 2017factForm ADV

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
C••••••••• B•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2026-08-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9db79fb-4713-9c2a-0da7-3676d4354c01
First observed: Aug 30, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.