DFX Intelligence

K•••••• F• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

K•••••• F• W••••

Advisor at F••••••• P•••••• W••••• L••

LOS ALTOS, CA

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Search this name across graphsid dfx:ria:f9df4188-7e78-6589-f83e-ee275eeea5b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• P•••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• P•••••• W••••• L••	Independent wealth	Jun 12, 2023	n/a	yes	LOS ALTOS, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 22, 2013	Jul 5, 2023	no	ROSEVILLE, CA\|LINCOLN HILLS, CA\|ROSEVILLE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F••••••• P•••••• W••••• L••	Jul 5, 2023	Jun 12, 2023	-23	Firm change	Wirehouse to new firm
B•••••• W••• F•••••••• A•••••••	W•••• F•••• A•••••••	Feb 2, 2011	Jan 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:325690:CA:2023-06-29	Jul 5, 2023	Jun 12, 2023	ROSEVILLE, CA	Firm change

Relationships

Registered with (3)

→ F••••••• P•••••• W••••• L••Registered adviserregistration: current employment
Jun 12, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 22, 2013 to Jul 5, 2023factForm ADV
→ B•••••• W••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 5, 2007 to Feb 2, 2011factForm ADV

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
K•••••• F• W•••• left W•••• F•••• A••••••• for F••••••• P•••••• W••••• L•• (registered 2023-06-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9df4188-7e78-6589-f83e-ee275eeea5b7
First observed: Jun 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.