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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

STEPHEN CHRISTOPHER MARTIN

Advisor at LPL FINANCIAL LLC

SWANSEA, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 31, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 13, 1992
First registration: Dec 31, 1998
Dual registered: yes, broker-dealer
Other names: CHRIS MARTIN
IAPD individual key: 2267933

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 16, 2019	n/a	yes	SWANSEA, IL	Current employment
MARTIN FINANCIAL SERVICES, INC.	n/a	Jan 3, 2012	Nov 27, 2018	no	SWANSEA, IL	Previous registration
MARTIN FINANCIAL SERVICES, INC.	n/a	Jan 24, 2006	Dec 31, 2011	no	SWANSEA, IL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 16, 1999	Oct 8, 2019	no	SWANSEA, IL\|SWANSEA, IL	Previous registration
MARTIN WIER, INC	n/a	Dec 31, 1998	Aug 2, 2005	no	SWANSEA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	MARTIN FINANCIAL SERVICES, INC.	Oct 8, 2019	Jan 24, 2006	-5,005	Firm change after gap	Other
MARTIN FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Nov 27, 2018	Oct 16, 2019	323	Firm change	Other
MARTIN FINANCIAL SERVICES, INC.	MARTIN FINANCIAL SERVICES, INC.	Dec 31, 2011	Jan 3, 2012	3	Firm change	Other
MARTIN WIER, INC	OSAIC WEALTH, INC.	Aug 2, 2005	Feb 16, 1999	-2,359	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 16, 2019 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 16, 1999 to Oct 8, 2019factForm ADV
→ MARTIN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Nov 27, 2018factForm ADV
→ MARTIN WIER, INCRegistered adviserregistration: previous registration
Dec 31, 1998 to Aug 2, 2005factForm ADV

Dated events

No dated event names this entity yet.