DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
NORTHVILLE, MI | NOVI, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Aug 8, 2026 | n/a | yes | NOVI, MI|NORTHVILLE, MI | Current employment |
| S••••••••• P•••••• L•• | Independent wealth | Jun 4, 2024 | May 19, 2026 | no | NORTHVILLE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• L•• | S•••••••• A••••••• L•• | May 19, 2026 | Aug 8, 2026 | 81 | Firm change | RIA to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S••••••••• P•••••• L•• | May 30, 2024 | Jun 4, 2024 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Feb 13, 2023 | May 30, 2024 | no | NOVI, MI | Previous registration |
| 5 |
| Firm change |
| Ibd to RIA |