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L••• B••••• C•••••• I•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L••• B••••• C•••••• I•

L••• B••••• C•••••• I• INC., CRD 290446

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:f9e73354-9bd7-f673-c542-842e45ae8d59

Data as of Mar 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 1
Observed: Jun 28, 2019 to Mar 20, 2020
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

L••• B••••• C•••••• I•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $188MItem 5.F on the latest filing (2020-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I• S•••••••• F••• 2• L•••	Venture Capital Fund	$127M	Mar 20, 2020	2	Oct 6, 2017	reported	n/a
C•••••••• S•••••••• F•••• L•••	Venture Capital Fund	$60.8M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••	SHAREHOLDER, DIRECTOR, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	04/2017	Jun 28, 2019	Mar 20, 2020
E•••• F••••••• X•••••	SOLE SHAREHOLDER	E	yes	01/2006	Jun 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••• B••••• C•••••• I•• I•••	n/a	Former SEC adviser	$59.7M	N	yes	n/a
L••• B••••• C•••••• I•••	n/a	n/a	n/a	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 20, 2020	$188M	$188M	6	4	2	2	$188M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$188M	n/a	n/a	n/a	n/a	6	n/a	2	n/a

Relationships

Affiliated with (2)

→ L••• B••••• C•••••• I••Registered adviserother investment adviser, common control
factForm ADV
← L••• B••••• C•••••• I••Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ C•••••••• S•••••••• F•••• L•••Private fundVenture Capital Fund, IA
Mar 20, 2020 to presentfactForm ADV
→ I• S•••••••• F••• 2• L•••

Dated events

Occurred
Jun 28, 2019
First Form ADV filing
L••• B••••• C•••••• I• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9e73354-9bd7-f673-c542-842e45ae8d59
First observed: Jun 28, 2019
Last observed: Mar 20, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.