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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

BRADLEY DAVID ROBERTS

Advisor at LPL FINANCIAL LLC

TOLEDO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9f6f82e-b07d-2bce-adb7-87f55a4970db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 11, 2013
First registration: Apr 3, 2009
Dual registered: yes, broker-dealer
Other names: BRAD ROBERTS|BRADLEY DAVID ROBERTS
IAPD individual key: 5615999

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2022	n/a	yes	TOLEDO, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 4, 2012	Oct 31, 2022	no	TOLEDO, OH\|TOLEDO, OH	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Aug 24, 2009	Dec 4, 2012	no	TOLEDO, OH	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Apr 3, 2009	Aug 25, 2009	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Oct 31, 2022	Oct 28, 2022	-3	Firm change	Ibd to RIA
NEXT FINANCIAL GROUP, INC.	OSAIC WEALTH, INC.	Dec 4, 2012	Dec 4, 2012	0	Firm change	Other
MUTUAL SERVICE CORPORATION	NEXT FINANCIAL GROUP, INC.	Aug 25, 2009	Aug 24, 2009	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:OH:2022-10-31	Oct 31, 2022	Oct 28, 2022	TOLEDO, OH	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 4, 2012 to Oct 31, 2022factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 24, 2009 to Dec 4, 2012factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Apr 3, 2009 to Aug 25, 2009factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
Bradley David Roberts left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2022-10-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9f6f82e-b07d-2bce-adb7-87f55a4970db
First observed: Apr 3, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRADLEY DAVID ROBERTS

Advisor at LPL FINANCIAL LLC

TOLEDO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9f6f82e-b07d-2bce-adb7-87f55a4970db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 28, 2022

n/a

yes

TOLEDO, OH

Current employment

OSAIC WEALTH, INC.

Bd affiliated wealth

Dec 4, 2012

Oct 31, 2022

TOLEDO, OH|TOLEDO, OH

Previous registration

NEXT FINANCIAL GROUP, INC.

Former SEC adviser

Aug 24, 2009

Dec 4, 2012

TOLEDO, OH

Previous registration

MUTUAL SERVICE CORPORATION

n/a

Apr 3, 2009

Aug 25, 2009

TOLEDO, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

Oct 31, 2022

Oct 28, 2022

-3

Firm change

Ibd to RIA

NEXT FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

Dec 4, 2012

Firm change

Other

MUTUAL SERVICE CORPORATION

NEXT FINANCIAL GROUP, INC.

Aug 25, 2009

Aug 24, 2009

-1

Firm change

Other

Team

Left

Joined

From

Kind

23131:6413:OH:2022-10-31

Oct 31, 2022

Oct 28, 2022

TOLEDO, OH

Firm change