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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

LAURENCE ANDREW MCHUGH

Advisor at LPL FINANCIAL LLC

WAKEFIELD, RI

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Search this name across graphsid dfx:ria:f9f96982-e908-5882-e358-68af87e97483

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 19, 1994
First registration: Jun 9, 2004
Dual registered: yes, broker-dealer
Other names: LARRY MCHUGH
IAPD individual key: 2427447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 13, 2023	n/a	yes	WAKEFIELD, RI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Dec 12, 2023	no	WAKEFIELD, RI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	May 18, 2007	Sep 1, 2023	no	WAKEFIELD, RI\|JOHNSTON, RI\|JOHNSTON, RI\|CHARLESTOWN, RI	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 17, 2007	no	WAKEFIELD, RI\|WESTERLY, RI\|PROVIDENCE, RI\|PROVIDENCE, RI	Previous registration
QUICK & REILLY, INC.	n/a	Jun 9, 2004	Oct 20, 2004	no	WAKEFIELD, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Dec 12, 2023	Dec 13, 2023	1	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	SAGEPOINT FINANCIAL, INC.	Apr 17, 2007	May 18, 2007	31	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:RI:2023-12-12	Dec 12, 2023	Dec 13, 2023	WAKEFIELD, RI	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Dec 12, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
May 18, 2007 to Sep 1, 2023factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 17, 2007factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jun 9, 2004 to Oct 20, 2004factForm ADV

Dated events

Occurred
Dec 12, 2023
Advisor changed firm
Laurence Andrew Mchugh left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2023-12-13)
Form ADVobserved 6 days ago