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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

FRANKLIN LEE RAINES

Advisor at LPL FINANCIAL LLC

OCEAN VIEW, DE

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Search this name across graphsid dfx:ria:f9fa7da1-a1d6-3a4c-532f-fffb78ea5cad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Jul 27, 2000
First registration: Mar 16, 2001
Dual registered: yes, broker-dealer
Other names: FRANKLIN LEE RAINER|FRANKLIN LEE RAINES|FRANKLIN LEE RAINES|Frank Raines
IAPD individual key: 4147086

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2024	n/a	yes	OCEAN VIEW, DE	Current employment
Deafinvest	State registered	Oct 3, 2008	Mar 12, 2014	no	TYSONS, VA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 3, 2008	Jul 5, 2024	no	OCEAN VIEW, DE\|SILVER SPRING, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 16, 2001	Nov 21, 2002	no	ELLICOTT CITY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	Deafinvest	Jul 5, 2024	Oct 3, 2008	-5,754	Firm change after gap	Ibd to state RIA
Deafinvest	LPL FINANCIAL LLC	Mar 12, 2014	Jul 1, 2024	3,764	Firm change after gap	Other
MORGAN STANLEY DW INC.	OSAIC WEALTH, INC.	Nov 21, 2002	Mar 3, 2008	1,929	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 3, 2008 to Jul 5, 2024factForm ADV
→ DEAFINVESTRegistered adviserregistration: previous registration
Oct 3, 2008 to Mar 12, 2014factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 16, 2001 to Nov 21, 2002factForm ADV

Dated events

Occurred
Jul 5, 2024
Advisor changed firm
Franklin Lee Raines left Osaic Wealth, Inc. for Deafinvest (registered 2008-10-03)
Form ADVobserved 5 days ago