DFX Intelligence

J••• E••••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••• E••••• I•••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Colorado Springs, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9faeddc-fc75-466e-10f3-06da30546177

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Apr 2, 2026	n/a	yes	Colorado Springs, CO\|Colorado Springs, CO\|CHICAGO, IL	Current employment
J•••••• S•••••••• W••••• L••	Former SEC adviser	Sep 20, 2024	Apr 8, 2026	no	SUMMIT, NJ\|Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• S•••••••• W••••• L••	H•••••••• A•••••••• L••	Apr 8, 2026	Apr 2, 2026	-6	Firm change	RIA to ibd
C••••••• F•••••••• S•••••••• I••	O••••• I••••••••• A••••••• L••	Sep 25, 2024	Jun 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
310648:145323:NJ:2026-04-08	Apr 8, 2026	Apr 2, 2026	SUMMIT, NJ	Firm change

Relationships

Registered with (8)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ J•••••• S•••••••• W••••• L••Registered adviserregistration: previous registration
Sep 20, 2024 to Apr 8, 2026factForm ADV
→ C••••••• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
May 31, 2019 to Sep 25, 2024factForm ADV
→ O••••• I••••••••• A••••••• L••

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9faeddc-fc75-466e-10f3-06da30546177
First observed: Jan 3, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.