DFX Intelligence

J•••• J••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

J•••• J••• T••••••••

Advisor at E•••••••• A•••••••• L••

WESTCHESTER, PA | BALA CYNWYD, PA

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Search this name across graphsid dfx:ria:f9fc4117-5126-1727-2998-576e0cbab035

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Aug 15, 2002	n/a	yes	BALA CYNWYD, PA\|WESTCHESTER, PA	Current employment
F•••••••• P••••••• P••••••• L••	n/a	Apr 9, 2021	Dec 1, 2025	no	BALA CYNWYD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• P••••••• L••	n/a	Dec 1, 2025	n/a	n/a	Departure no registered destination	Departure
K••• B•••• F•••••••• P•••••••• I•••	E•••••••• A•••••••• L••	Jun 7, 2021	Aug 15, 2002	-6,871

Team moves

••• Locked

Team	Left	Joined	From	Kind
121043:6627:PA:2021-05-25	Jun 7, 2021	Aug 15, 2002	BALA CYNWYD, PA	Firm change after gap

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 15, 2002 to presentfactForm ADV
→ F•••••••• P••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 9, 2021 to Dec 1, 2025factForm ADV
→ K••• B•••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1991 to Jun 7, 2021factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9fc4117-5126-1727-2998-576e0cbab035
First observed: Jul 8, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.