DFX Intelligence

T•••• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T•••• F•••••••• S•••••••• L••

CRD 129384

EMERSON, NJ

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Search this name across graphsid dfx:ria:fa00021b-08fa-2bff-7f29-ba8841a0513f

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 12, 2026 to Feb 12, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

T•••• F•••••••• S•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $72.2M••• Locked
Discretionary RAUM: $0
Private client RAUM: $42.6Mderived••• Locked
Private client share: 59%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• A••••• S•••••••••	Certified Financial Planner	EMERSON, NJ	21	35	1	yes

Relationships

Registered with (2)

← M••• A••••• S•••••••••Advisorregistration: current employment
Nov 23, 2004 to presentfactForm ADV
← S•••••• G••••• G•••••••Advisorregistration: previous registration
Nov 29, 2004 to Nov 20, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa00021b-08fa-2bff-7f29-ba8841a0513f
First observed: Feb 12, 2026
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.