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Advisor at VOYA FINANCIAL ADVISORS, INC.
Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 8, 2017 | n/a | yes | Columbus, OH | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 18, 2013 | Apr 18, 2016 | no | COLUMBUS, OH | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 20, 2010 | Jan 17, 2013 | no | COLUMBUS, OH | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 22, 2009 | Dec 22, 2010 | no | Dublin, OH | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 13, 2009 | Sep 11, 2009 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Apr 18, 2016 | Dec 8, 2017 | 599 | Firm change after gap | Other |
| VALIC FINANCIAL ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Jan 17, 2013 | Jun 18, 2013 | 152 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | VALIC FINANCIAL ADVISORS, INC. | Dec 22, 2010 | Dec 20, 2010 | -2 | Firm change | Other |
| PRUCO SECURITIES, LLC | PRINCIPAL SECURITIES, INC. | Sep 11, 2009 | Sep 22, 2009 | 11 | Firm change | Other |