DFX Intelligence

J••• D•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••• D•••••• P•••••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:fa0d2075-232e-6202-c070-f195c1bed47a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 1, 2026	n/a	yes	ST LOUIS, MO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2021	n/a	yes	ST LOUIS, MO\|SUNSET HILLS, MO\|SAINT LOUIS, MO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M•• F•••••••• A•••••••• I•••	B•• H••••• F•••••••• A•••••••• I••	Aug 1, 2012	Aug 1, 2012

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 1, 2012 to Mar 24, 2021factForm ADV
→ M•• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa0d2075-232e-6202-c070-f195c1bed47a
First observed: Nov 3, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.