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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Geoffrey Chad Ringle

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Cincinnati, OH

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Search this name across graphsid dfx:ria:fa12a0d1-c5fa-4f74-b94f-b3a779119d7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 14, 2008
First registration: Oct 13, 2010
Dual registered: yes, broker-dealer
Other names: GEOFF CHAD RINGLE|GEOFFREY CHAD RINGLE|GEOFFREY C RINGLE
IAPD individual key: 5532101

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 18, 2017	n/a	yes	Cincinnati, OH	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 23, 2017	Oct 18, 2017	no	CINCINNATI, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 24, 2015	Jul 20, 2016	no	HARRISON, OH\|HARRISON, OH\|SAN DIEGO, CA	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Oct 3, 2014	Sep 1, 2015	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|HARRISON, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 13, 2010	Oct 11, 2012	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 18, 2017	Oct 18, 2017	0	Firm change	Other
LPL FINANCIAL LLC	INVEST FINANCIAL CORPORATION	Jul 20, 2016	Mar 23, 2017	246	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	LPL FINANCIAL LLC	Sep 1, 2015	Sep 24, 2015	23	Firm change	Other
STRATEGIC ADVISERS LLC	MONEY CONCEPTS ADVISORY SERVICE	Oct 11, 2012	Oct 3, 2014	722	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:134139:OH:2017-10-17	Oct 18, 2017	Oct 18, 2017	CINCINNATI, OH	Firm change

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 18, 2017 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 23, 2017 to Oct 18, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 24, 2015 to Jul 20, 2016factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Oct 3, 2014 to Sep 1, 2015factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 13, 2010 to Oct 11, 2012factForm ADV

Dated events

No dated event names this entity yet.