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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jun 6, 2022 | n/a | yes | San Diego, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 1, 2020 | Jun 13, 2022 | no | SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| LUCIA CAPITAL GROUP | Former SEC adviser | Jul 10, 2019 | Oct 5, 2020 | no | SAN DIEGO, CA | Previous registration |
| SPROTT ASSET MANAGEMENT USA INC. | Mixed wealth | Dec 4, 2017 | Jul 9, 2019 | no | DARIEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 13, 2022 | Jun 6, 2022 | -7 | Firm change | RIA to ibd |
| LUCIA CAPITAL GROUP | LPL FINANCIAL LLC | Oct 5, 2020 | Sep 1, 2020 | -34 | Firm change after gap | RIA to ibd |
| SPROTT ASSET MANAGEMENT USA INC. | LUCIA CAPITAL GROUP | Jul 9, 2019 | Jul 10, 2019 | 1 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152396:6413:CA:2020-10-05 | Oct 5, 2020 | Sep 1, 2020 | SAN DIEGO, CA | Firm change after gap |