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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | May 11, 2023 | n/a | yes | CHICAGO, IL|Austin, TX | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Apr 3, 2015 | Jul 23, 2021 | no | Newport Beach, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 14, 2013 | Apr 15, 2015 | no | NEWPORT BEACH, CA|Newport Beach, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 14, 2011 | Dec 21, 2012 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | HIGHTOWER ADVISORS, LLC | Apr 15, 2015 | Apr 3, 2015 | -12 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Dec 21, 2012 | Jan 14, 2013 | 24 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:145323:CA:2015-04-14 | Apr 15, 2015 | Apr 3, 2015 | NEWPORT BEACH, CA | Firm change |