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Advisor at SOUND INCOME STRATEGIES, LLC
FORT LAUDERDALE, FL | Wayne, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | Jan 10, 2025 | n/a | yes | FORT LAUDERDALE, FL|Wayne, PA | Current employment |
| ELLIS INVESTMENT PARTNERS, LLC | Independent wealth | Mar 27, 2012 | Jan 22, 2025 | no | BERWYN, PA | Previous registration |
| CMS WEALTH MANAGEMENT | Former SEC adviser | Apr 21, 2004 | Apr 3, 2012 | no | WAYNE, PA|VALLEY FORGE, PA|WAYNE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ELLIS INVESTMENT PARTNERS, LLC | SOUND INCOME STRATEGIES, LLC | Jan 22, 2025 | Jan 10, 2025 | -12 | Firm change | RIA to RIA |
| CMS WEALTH MANAGEMENT | ELLIS INVESTMENT PARTNERS, LLC | Apr 3, 2012 | Mar 27, 2012 | -7 | Firm change | Other |