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F•••••••• R•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

F•••••••• R•••• C•••••••

Advisor at P•••••• F•••••••• G•••• I••

EUREKA, CA

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Search this name across graphsid dfx:ria:fa16dfc7-4416-d787-fb5c-b4d92314a872

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• G•••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• G•••• I••	Independent wealth	Apr 2, 2015	n/a	yes	EUREKA, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	Apr 16, 2015	no	ARCATA, CA\|EUREKA, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P•••••• F•••••••• G•••• I••	Apr 16, 2015	Apr 2, 2015	-14	Firm change	Other
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012

Relationships

Registered with (3)

→ P•••••• F•••••••• G•••• I••Registered adviserregistration: current employment
Apr 2, 2015 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Apr 16, 2015factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Dec 6, 2010 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa16dfc7-4416-d787-fb5c-b4d92314a872
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.