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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MICHAEL JOSEPH TISDELL

Advisor at LPL FINANCIAL LLC

SYRACUSE, NY

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Search this name across graphsid dfx:ria:fa1c59bf-5ed1-65df-fae7-5ad7fc0b8966

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 12
Exams: S63|S66
First exam: Aug 28, 2006
First registration: Apr 22, 2011
Dual registered: yes, broker-dealer
Other names: MIKE JOSEPH TISDELL
IAPD individual key: 5198598

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	SYRACUSE, NY	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Apr 20, 2016	Feb 21, 2018	no	SYRACUSE, NY\|APPLETON, WI	Previous registration
ONEIDA WEALTH MANAGEMENT, INC.	Former SEC adviser	Mar 25, 2015	Apr 20, 2016	no	SYRACUSE, NY\|Syracuse, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Jan 17, 2012	Oct 2, 2014	no	ROME, NY\|NORTH SYRACUSE, NY	Previous registration
MORGAN STANLEY	Wirehouse	Apr 22, 2011	Nov 9, 2011	no	Syracuse, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 21, 2018	Feb 14, 2018	-7	Bulk transfer	Other
ONEIDA WEALTH MANAGEMENT, INC.	INVEST FINANCIAL CORPORATION	Apr 20, 2016	Apr 20, 2016	0	Firm change	Other
CADARET GRANT & CO INC	ONEIDA WEALTH MANAGEMENT, INC.	Oct 2, 2014	Mar 25, 2015	174	Firm change	Other
MORGAN STANLEY	CADARET GRANT & CO INC	Nov 9, 2011	Jan 17, 2012	69	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167907:12984:NY:2016-04-20	Apr 20, 2016	Apr 20, 2016	SYRACUSE, NY	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Apr 20, 2016 to Feb 21, 2018factForm ADV
→ ONEIDA WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 25, 2015 to Apr 20, 2016factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jan 17, 2012 to Oct 2, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 22, 2011 to Nov 9, 2011factForm ADV

Dated events

No dated event names this entity yet.