DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
HELENA, MT | MERCER ISLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | MERCER ISLAND, WA|HELENA, MT | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 28, 2023 | Nov 14, 2024 | no | Mercer Island, WA|Helena, MT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 18, 2019 | Feb 25, 2022 | no | CLOVIS, NM | Previous registration |
| EDWARD JONES | National bd RIA | Jun 4, 2018 | Oct 8, 2018 | no | Clovis, NM|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| LPL FINANCIAL LLC | PRUCO SECURITIES, LLC | Feb 25, 2022 | Nov 28, 2023 | 641 | Firm change after gap | Ibd to ibd |
| EDWARD JONES | LPL FINANCIAL LLC | Oct 8, 2018 | Apr 18, 2019 | 192 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6413:MO:2018-10-08 | Oct 8, 2018 | Apr 18, 2019 | ST LOUIS, MO | Firm change |