DFX Intelligence

M•••••• D•••• C••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

M•••••• D•••• C••••• G•••••••

Advisor at S•••••• A••••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:fa205b18-cc61-8520-a793-8505a6142955

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 12, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A••••••• G••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jun 23, 2026	n/a	yes	SAN RAFAEL, CA\|Pasadena, CA	Current employment
S•••••• A••••••• G••••• L••	Institutional manager	May 18, 2026	n/a	yes	PASADENA, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	S•••••• A••••••• G••••• L••	Apr 21, 2026	May 18, 2026	27	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	E•••••••• A•••••••• L••	Mar 5, 2024	Jun 18, 2024

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ S•••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 18, 2024 to Apr 21, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Apr 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa205b18-cc61-8520-a793-8505a6142955
First observed: Jan 12, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.