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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

CHRISTOPHER GRANT KEEFE

Advisor at LPL FINANCIAL LLC

KENNEBUNK, ME

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Search this name across graphsid dfx:ria:fa21ddc8-0378-d77b-3da5-0df80d18fe57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 22, 1988
First registration: Mar 15, 2006
Dual registered: yes, broker-dealer
Other names: CHRIS KEEFE
IAPD individual key: 1791927

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 28, 2020	n/a	yes	KENNEBUNK, ME	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 31, 2013	May 4, 2020	no	KENNEBUNK, ME	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 27, 2010	Jul 26, 2013	no	PORTLAND, ME	Previous registration
EDWARD JONES	National bd RIA	Mar 15, 2006	Sep 29, 2010	no	KENNEBUNK, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	May 4, 2020	Apr 28, 2020	-6	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 26, 2013	Jul 31, 2013	5	Firm change	Other
EDWARD JONES	RAYMOND JAMES & ASSOCIATES, INC.	Sep 29, 2010	Sep 27, 2010	-2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 28, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 31, 2013 to May 4, 2020factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 27, 2010 to Jul 26, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 15, 2006 to Sep 29, 2010factForm ADV

Dated events

No dated event names this entity yet.